Sandra Redivo

Sandra Redivo

White & Case LLP

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Time to Revisit Insider Trading Policies: The SEC’s Expansion of Insider Trading Enforcement to “Shadow Trading” Survives Motion...

On January 14, 2022, in a closely watched decision, a federal judge in the Northern District of California denied a motion to dismiss a complaint brought by the US. Securities and Exchange Commission ("SEC") that presented a...more

2/4/2022  /  Acquisitions , Enforcement Actions , Insider Trading , Misappropriation , Motion to Dismiss , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Litigation

SEC Statements Suggest Heightened Insider Trading Scrutiny Even if Using a Rule 10b5-1 Trading Plan

Recent warnings from the US Securities and Exchange Commission ("SEC") and the US Congress could translate into more aggressive scrutiny of trading plans adopted pursuant to Rule 10b5-1 of the Securities and Exchange Act of...more

7/23/2021  /  10b5-1 Plans , Corporate Governance , Disclosure Requirements , Insider Trading , Material Nonpublic Information , Scienter , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation
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