The DOJ and SEC have made no secret of their interest in combatting potential insider trading by high-level executives misusing Rule 10b5-1 plans. Those plans provide a potential safe harbor for executives trading their...more
3/15/2023
/ 10b5-1 Plans ,
Analytics ,
Corporate Misconduct ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Highly Compensated Employees ,
Insider Trading ,
MNPI ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Stock Trades ,
White Collar Crimes