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UK Regulators Publish Consultations on Diversity and Inclusion Measures

The Financial Conduct Authority (“FCA”) and Prudential Regulation Authority (“PRA”) have recently published consultation papers on a package of measures to promote diversity and inclusion (“D&I”) in the UK financial sector...more

FCA Feedback on Good and Poor Quality Applications

On 6 October 2023, the Financial Conduct Authority (“FCA”) updated its anti-money laundering (“AML”) and counter terrorist financing (“CTF”) regime webpage (“Webpage”) with useful feedback on good and poor quality...more

UK Financial Insights from Katten | Issue 3

UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe....more

FCA Final Warning for Cryptoasset Firms Publishing Financial Promotions in the UK

On 21 September 2023, the Financial Conduct Authority (“FCA”) published a letter (“Letter”) setting out a “final warning” to cryptoasset firms marketing to UK consumers, and those supporting them, to get ready for the...more

FCA Publishes Letter on Preparations for Cryptoasset Financial Promotion Rules

On 7 September 2023, the Financial Conduct Authority (“FCA”) published a letter (“Letter”) setting out its findings from meetings with various cryptoasset businesses (“CBs”), and additional actions it is taking to support CBs...more

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