Sara Sabour Nasseri

Eversheds Sutherland (US) LLP

+ Follow Contact

Latest Posts › Final Rules

Share:

SEC modernizes the description of business, legal proceedings, and risk factors disclosure requirements

On August 26, 2020, the Securities and Exchange Commission (the SEC) adopted rule amendments to the description of business (Item 101), legal proceedings (Item 103), and risk factor (Item 105) disclosures required by...more

9/30/2020 / Amended Rules , Corporate Governance , Disclosure Requirements , Final Rules , Form 10-K , Form 10-Q , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC)

Significant strides: SEC adopts new “significant subsidiary” tests for investment companies and reduces financial information...

On May 21, 2020, the Securities and Exchange Commission (the SEC) adopted rule amendments that will impact the requirement of Investment Companies (as defined below) to disclose the financial statements of certain of its...more

6/16/2020 / Acquisitions , Final Rules , Investment Companies , Popular , Portfolio Companies , Securities and Exchange Commission (SEC) , Subsidiaries

In harmony at last: SEC passes securities offering reform for BDCs and registered closed-end funds

On April 8, 2020, the Securities and Exchange Commission (the SEC) voted, at its first virtual meeting, to adopt rule amendments to implement certain provisions of the Small Business Credit Availability Act (the BDC Act) and...more

4/17/2020 / Business Development Companies , Closed-End Funds , Economic Growth Regulatory Relief and Consumer Protection Act , Final Rules , Offerings , Securities and Exchange Commission (SEC) , WKSIs

SEC Adopts Rules to Modernize Information Reported by Registered Investment Companies

On October 13, 2016, the Securities and Exchange Commission (the SEC) issued a release adopting final rules to modernize and enhance the reporting and disclosure of information by registered investment companies (the Final...more

12/8/2016 / Filing Requirements , Final Rules , Registered Investment Advisors , Reporting Requirements , Required Forms , Securities and Exchange Commission (SEC)

4 Results

View per page

Page: of 1