Sarah Efronson

Sarah Efronson

Jones Day

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DOJ Prevails in Insider Trading Trial Based Solely on Stock Sales Under 10b5-1 Trading Plans

The U.S. Department of Justice ("DOJ") won at trial in its first insider trading prosecution against an executive based exclusively on his sales of stock under 10b5-1 trading plans....more

7/1/2024  /  10b5-1 Plans , Department of Justice (DOJ) , Insider Trading , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation , Securities Violations , Stock Sale Agreements
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