On September 30, 2024, the U.S. District Court for the Eastern District of Michigan issued an opinion in Shupe v. Rocket Companies, Inc., et al., denying certification of a putative class of investors in a securities fraud...more
SEC Announces Inspection Priorities for 2023 -
On February 7, the Securities and Exchange Commission (SEC) announced its inspection priorities for the current year. The announcement began by noting that the SEC examined 15...more
2/22/2023
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Disclosure Requirements ,
Enforcement Actions ,
Environmental Social & Governance (ESG) ,
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Fund Managers ,
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Investors ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
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