On December 5, 2024, the U.S. Commodity Futures Trading Commission’s (“CFTC”) Divisions of Clearing and Risk, Data, Market Oversight, and Market Participants (together, the “Divisions”) issued a staff advisory (the...more
Key Takeaways -
•FinCEN has issued two new final rules to significantly expand regulation around certain investment adviser and residential real estate sectors to combat illicit finance in these areas. These highly...more
9/26/2024
/ Anti-Money Laundering ,
Bank Secrecy Act ,
BSA/AML ,
Financial Crimes ,
FinCEN ,
Investment Adviser ,
Popular ,
Real Estate Transfers ,
Registered Investment Advisors ,
Risk Assessment ,
Suspicious Activity Reports (SARs) ,
U.S. Treasury