On January 10, 2022, the Securities and Exchange Commission (“SEC” or the “Commission”) announced it settled charges in In re tZERO ATS, LLC, No. 93938 (SEC Order Jan. 10, 2022) (“Order”)....more
2/8/2022
/ Alternative Trading System (ATS) ,
Blockchain ,
Cease and Desist Orders ,
Cryptocurrency ,
Digital Currency ,
Disclosure Requirements ,
Distributed Ledger Technology (DLT) ,
Enforcement Actions ,
Failure To Disclose ,
Financial Services Industry ,
Popular ,
Regulation ATS ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Trading Platforms
Effective September 8, 2021, the U.S. Small Business Administration (“SBA”) significantly expanded the ability of small businesses to apply for low-interest loans through the revised COVID Economic Injury Disaster Loan...more
9/14/2021
/ Affiliated-Business Arrangements ,
CARES Act ,
Coronavirus/COVID-19 ,
Economic Injury Disaster Loans ,
Eligibility Determination ,
Federal Loans ,
Paycheck Protection Program (PPP) ,
Relief Measures ,
SBA ,
SBA Lending Programs ,
Small Business
Remote Non-Branch Office Inspections: Facilitating Home Office Arrangements -
Introduction -
Financial services firms, like other businesses, must address employees' requests for more flexible work arrangements, including...more