The Economic Crime Bill received Royal Assent on 26 October 2023. Included in the Act is the failure to prevent fraud offence, under which large companies will be liable when a specified fraud offence is committed by an...more
11/9/2023
/ Accounting ,
Anti-Fraud Provisions ,
Audits ,
Compliance Monitoring ,
Corporate Culture ,
Corporate Governance ,
Corporate Transparency Act ,
Disclosure Requirements ,
Ethics ,
Financial Crimes ,
Fraud ,
Incident Response Plans ,
Internal Controls ,
Reporting Requirements ,
Risk Assessment ,
Risk Management ,
Training
It has been a summer of revelations leaving the financial services sector facing uncertainty and increased scrutiny on how allegations of behavioral misconduct might be managed going forward. This came after multiple...more
10/4/2023
/ Compliance ,
Corporate Culture ,
Corporate Misconduct ,
Duty of Care ,
Employees ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Services Industry ,
Internal Investigations ,
Investigations ,
Regulatory Reform ,
Reputation Management ,
Risk Management ,
Risk Mitigation