Shade Quailey

Shade Quailey

BakerHostetler

Contact
View Bio
RSS

Latest Posts › Financial Regulatory Reform

Share:

SEC’s Scrutiny of AI Expands to Marketing Disclosures and Adviser Exams

Chair Gensler Continues to Be Outspoken About the Risks of AI Technologies - Chair Gensler’s warnings of the potential risks associated with the use of AI technologies in the securities industry recently continued with...more

12/21/2023  /  Artificial Intelligence , Broker-Dealer , Financial Regulatory Reform , Financial Services Industry , Investment Adviser , Investor Protection , Machine Learning , Proposed Rules , Regulatory Agenda , Securities and Exchange Commission (SEC)
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide