EU national supervisory authorities will collect the Register of Information (ROI) pursuant to the EU’s Digital Operational Resilience Act (DORA) from in scope financial entities in April 2025, with the reference date set as...more
3/5/2025
/ Cybersecurity ,
Data Protection ,
Digital Operational Resilience Act (DORA) ,
EU ,
European Supervisory Authorities (ESAs) ,
Financial Institutions ,
Information and Communication Technology (ICT) ,
Regulatory Requirements ,
Reporting Requirements ,
Risk Management ,
Third-Party Service Provider
On 14 February 2025, the EU’s securities and markets regulator, the European Securities and Markets Authority (ESMA), launched a Common Supervisory Action (CSA) with EU Member State National Competent Authorities (NCAs), in...more
2/28/2025
/ AIFM ,
Audits ,
Compliance ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Fund Managers ,
Internal Controls ,
Investment Management ,
Member State ,
Regulatory Oversight ,
Regulatory Requirements ,
UCITS