Shannon Baldwin

Shannon Baldwin

Bracewell LLP

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SEC Updates Statistical Disclosure Requirements for Banking Registrants

On September 11, 2020, the Securities and Exchange Commission announced that it has adopted final rules to update and expand the statistical disclosures that bank and savings and loan registrants provide to investors, in its...more

9/16/2020  /  Compliance , Disclosure Requirements , Final Rules , Investors , Securities and Exchange Commission (SEC)

SEC Penalizes Issuer for Presenting Non-GAAP Financial Measures Without Giving Equal Prominence to GAAP Measures

In a cease-and-desist order dated December 26, 2018, the Securities and Exchange Commission enforced rules regarding the disclosure of non-GAAP financial measures, resulting in a $100,000 penalty to the violating issuer. With...more

1/10/2019  /  Accounting Standards , EBITDA , Enforcement Actions , Financial Reporting , GAAP , Internal Controls , Non-GAAP Financial Measures , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC)
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