Shari Kahn Krouner

Herbert Smith Freehills Kramer

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Corporate Governance: 2024 Year-End Review

As 2025 begins, we cover several significant corporate governance developments that occurred in the second half of 2024 and since our Corporate Governance: 2024 Midyear Review was published in August. We first highlight...more

1/9/2025 / Corporate Governance , Corporate Transparency Act , Delaware , Enforcement Actions , FinCEN , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Litigation , Securities Regulation

SEC Announces Enforcement Action for Misleading Non-GAAP Disclosures

The Securities and Exchange Commission (SEC) recently entered into a consent order with IT services company DXC Technology (DXC) with respect to DXC’s alleged violations of the Securities Act and the Exchange Act. The SEC...more

3/24/2023 / Cease and Desist Orders , Disclosure Requirements , Enforcement Actions , Financial Reporting , Non-GAAP Financial Measures , Popular , Securities and Exchange Commission (SEC)

Widespread Disruption in Crypto Markets Prompts New SEC Disclosure Considerations

On Dec. 8, 2022, the Securities and Exchange Commission’s (SEC) Division of Corporate Finance (the Division) posted a sample comment letter (the Letter) on its website that provides guidance to public companies regarding the...more

12/21/2022 / Blockchain , Cryptocurrency , Digital Assets , Disclosure Requirements , Enforcement Actions , FinTech , Popular , Securities and Exchange Commission (SEC)

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