Simon Romano

Simon Romano

Stikeman Elliott LLP

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EMDs Can Now Participate in Prospectus Offerings

The securities regulators in Alberta, British Columbia, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan have published a temporary exemption that allows exempt market dealers (“EMDs”) to participate in prospectus...more

7/5/2024  /  Broker-Dealer , Canada , Canadian Securities Administration , Capital Raising , Early Stage Companies , Financial Services Industry , Investment Adviser , Investment Management , Offerings , Securities Regulation
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