Sophia Harmelin

Sophia Harmelin

Troutman Pepper Locke

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FINRA’s Crackdown on Firms’ Use of Social Media Influencers Continues

The Financial Industry Regulation Authority’s (FINRA) Enforcement Division recently announced a resolution to a nearly two-and-a-half-year investigation in which TradeZero America, Inc. (TradeZero) agreed to pay a fine of...more

7/3/2024  /  Content Marketing , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Influencers , Social Media , Statutory Violations , Trading Platforms
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