On July 26, 2023, the majority of the Commissioners of the U.S. Securities and Exchange Commission (the “SEC”) voted to propose new rules under the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940 to...more
9/1/2023
/ Analytics ,
Artificial Intelligence ,
Broker-Dealer ,
Compliance ,
Conflicts of Interest ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Proposed Rules ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Technology
The quest to design a coronavirus contact tracing application in the United States using mobile devices’ Bluetooth technology must take into consideration whether such an application would violate an individual’s Fourth...more
As local and national regulations seek to “lower the curve” of infections of the COVID-19 illness, they have forestalled a host of consumer transactions, most notably those regarding travel, hospitality, and community...more