At least as far back as the Enron scandal and subsequent enactment of Sarbanes-Oxley, accountants and auditors have been viewed as uniquely positioned to serve a crucial watchdog role. Among their many functions, they...more
12/19/2016
/ Accountants ,
Accounting Fraud ,
Auditors ,
Banking Sector ,
Commercial Bankruptcy ,
Financial Statements ,
Florida ,
Fraud ,
Mortgage Servicers ,
Mortgages ,
PricewaterhouseCoopers
Financial institutions must meet standards for safeguarding customer data given the particularly sensitive information they hold, and regulators have been stepping up their efforts to provide guidance on just how they must do...more
11/1/2016
/ Advanced Notice of Proposed Rulemaking (ANPRM) ,
Banks ,
Consumer Financial Protection Bureau (CFPB) ,
Cross-Selling ,
Cyber Attacks ,
Cybersecurity ,
FDIC ,
Federal Reserve ,
Federal Trade Commission (FTC) ,
Financial Institutions ,
Financial Services Industry ,
Fraud ,
FTC Act ,
Hackers ,
Identity Theft ,
Incident Response Plans ,
Invasion of Privacy ,
OCC ,
Risk Management ,
Section 5 ,
Wells Fargo
In This Issue:
- Learning to Stand Again: Revisiting RMBS Class Claims in Light of NECA-IBEW
- Structural Complexity as a Cover for Fraud? Analyzing Losses from Exotic Structured Investment Products
- Meet Our...more