On January 4, FINRA released its Annual Regulatory and Examination Priorities Letter, which outlines the areas it plans to review over the coming year. FINRA President and CEO, Robert Cook, says that attention to these core...more
In This Issue:
- Learning to Stand Again: Revisiting RMBS Class Claims in Light of NECA-IBEW
- Structural Complexity as a Cover for Fraud? Analyzing Losses from Exotic Structured Investment Products
- Meet Our...more
In This Issue:
- It All Falls Down: As banks continue to settle Libor-rigging charges with regulators, institutional investors consider pursuing individual actions
- The Next Wave of Asset-Backed Securities...more