Stacey Song

Stacey Song

Cooley LLP

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Updated Marketing Rule FAQ Relieves Fund Managers From Calculating Investment-Level Net Returns

On March 19, 2025, staff from the Securities and Exchange Commission (SEC staff) updated its prior guidance regarding the requirement to show net returns of an individual investment, or subset of investments, in compliance...more

4/4/2025  /  Disclosure Requirements , Fund Managers , Investment Advisers Act of 1940 , Investment Management , Marketing , Private Equity , Registered Investment Advisors , Reporting Requirements , Securities and Exchange Commission (SEC) , Venture Capital

FAQs on SEC’s Private Fund Adviser Rules After Fifth Circuit Decision

As most fund managers have likely heard by now, on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the private fund adviser rules that the Securities and Exchange Commission (SEC) adopted in summer 2023,...more

6/19/2024  /  Disclosure Requirements , Investment Adviser , Investment Advisers Act of 1940 , Investors , Private Funds , Registered Investment Advisors , Reporting Requirements , Securities and Exchange Commission (SEC)
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