On March 3, 2025, the Staff of the SEC Division of Corporate Finance announced an expansion of the accommodations that allow issuers to confidentially submit draft registration statements (DRSs) for nonpublic review. This is...more
3/31/2025
/ Capital Markets ,
Emerging Growth Companies ,
Filing Requirements ,
Initial Public Offering (IPO) ,
New Guidance ,
Proposed Rules ,
Publicly-Traded Companies ,
Registration Requirement ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Special Purpose Acquisition Companies (SPACs)
The SEC Office of the Advocate for Small Business Capital Formation has released its Annual Report for Fiscal Year 2024, shedding light on the current state of initial public offerings (IPOs) and the challenges faced by small...more
Don’t forget that new SEC rules went into effect on January 31, 2022 to modernize filing fee disclosure and payment methods for securities transactions...more
What you need to know about this IPO alternative -
On December 22, 2020, the Securities and Exchange Commission (SEC) approved a NYSE rule that permits an issuer, at the time of an initial listing on the NYSE, to conduct a...more
The SEC is rapidly responding to the ongoing COVID-19 crisis in ways big and small. For persons who are entering the SEC reporting system for the first time, which could be because they have been newly appointed an executive...more
WeWork, rebranded as The We Company earlier this year, officially withdrew its IPO registration statement on September 30, 2019. The company has had an unusually rocky ride from its August 14, 2019 public filing to an outcome...more
11/11/2019
/ Capital Markets ,
Corporate Issuers ,
Emerging Growth Companies ,
Form S-1 ,
Gun-Jumping ,
Initial Public Offering (IPO) ,
Prospectus ,
Publicly-Traded Companies ,
Registration Statement ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)