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The “Affidavit” in the IRS Streamlined Filing Compliance Procedures is a Key Component

Streamlined Filing Compliance Procedures (Streamlined) is one of the options available for US Taxpayers with unreported foreign financial assets and income.  ...more

What is new in the DOJ Updated Corporate Compliance Program Evaluation Guidance?

On June 1, 2020, the Department of Justice (DOJ) Criminal Division published an update to the U.S. Department of Justice Criminal Division Evaluation of Corporate Compliance Programs. ...more

Forensic Accountants Should Be an Integral Component of PPP Loan Audits

The published goal of the Paycheck Protection Program (PPP) loan program is to assist small businesses to remain open during the Covid-19 crisis and to reduce the rate of unemployment.  The loans provide a direct incentive...more

IRS has a Commitment to Service US Taxpayers and Enforce Collections Compliance

According to the Internal Revenue Code, Taxpayers have three obligations: (1) to file timely returns; (2) to file accurate returns; and (3) to pay the required tax voluntarily and timely. ...more

PPP Loan Borrowers will need Assistance when Applying for Forgiveness of their PPP Loans

On 4/15/20, the SBA and the U.S. Department of the Treasury released an application form for Paycheck Protection Program (PPP) loan forgiveness along with instructions for completing the form. ...more

So much of Virtual Currency is still subject to Interpretation

On February 12,2020, the U.S. Government Accountability Office (GAO) published a Report  on Virtual Currencies which discusses whether Taxpayers  who use Virtual Currency (VC) are fully meeting their tax obligations.  ...more

Were you Engaged in Virtual Currency transactions in 2019?

In 2019, taxpayers who engaged in a transaction involving virtual currency will need to file Schedule 1, Additional Income and Adjustments to Income.  Schedule 1 of the 2019 1040 Form presents the question to Taxpayers...more

How are Financial Institutions identifying and managing their PEP relationships?

With respect to customers, Financial Institutions are required to have processes in place for identifying Politically Exposed Persons – known as “PEPs”.  ...more

Covid-19 and Non-Resident Aliens’ Emergency Time Period in the U.S.

Nonresident alien individuals (NRA) who perform services or other activities while in the United States, and foreign corporations who employ individuals or engage individuals as agents to perform services or other activities...more

What can Borrowers do to prepare for PPP Loan Program Audits?

Treasury Secretary Steven Mnuchin has stated that Businesses that borrow money through the PPP may expect compliance audits before their loans are forgiven.  Many banks, with the encouragement of the U.S. Treasury, “skipped”...more

¿Qué pasa si fondos han sido bloqueados o congelados debido a OFAC?

Si sus fondos han sido bloqueados o “congelados” por una institución financiera u otra parte debido a un posible enlace a sanciones administradas por la OFAC, puede calificar para solicitar una licencia OFAC específica para...more

What if Funds have been blocked or frozen due to OFAC?

If your funds have been blocked or “frozen” by a financial institution or other party due to a possible link to OFAC-administered sanctions, you may qualify to apply for a specific OFAC license to release blocked funds....more

Connecting the FCPA with the “Travel Act” in 2020

The Travel Act ( 18 U.S.C. § 1952 -one of the older members of the family of money laundering criminal statutes) is close to celebrating its 60th year.  The Travel Act is still relevant today because of its “broad spectrum”...more

An Eligible Employer that receives a Paycheck Protection Loan should not claim Employee Retention Credits

The Economic Security Act (CARES Act), enacted on March 27, 2020, provides for the use of and Employee Retention Credit (ERT). It is designed to encourage ELIGIBLE EMPLOYERS to maintainemployees on their payroll despite...more

Small and Midsize Employers can begin taking advantage of Two New Refundable Payroll Tax Credits

Coronavirus tax relief for Employers is important.  When employers pay their employees, they are required to withhold from their employees’ paychecks federal income taxes and the employees’ share of Social Security and...more

U.S. Small Business Administration (SBA) Disaster Loan Assistance

U.S. Small Business Administration (SBA) Disaster Loan Assistance SBA provides low-interest disaster loans to businesses of all sizes, private non-profit organizations, homeowners, and renters. SBA disaster loans can be used...more

Oficiales de Cumplimiento y el Creciente Riesgo de la Responsabilidad Personal

El 4 De Febrero De 2020, El Comité De Cumplimiento De El Colegio De Abogados  De La Ciudad De Nueva York Emitió Un Informe Sobre La Responsabilidad De Los Oficiales De Cumplimiento En El Sector Financiero.  ...more

Compliance Officers and the Growing Risk of Personal Liability

On February 04, 2020, The New York City Bar Association Compliance Committee Issued A Report On Chief Compliance Officer Liability In The Financial Sector.  ...more

¿Qué puede provocar una investigación OFAC y a qué puede conducir una investigación OFAC?

Las investigaciones OFAC a menudo se provocan como resultado de: • Informes generados por instituciones financieras de los EE. UU. que han bloqueado o rechazado una transacción en base a una presunta violación de sanciones...more

Did you know that OFAC and the IRS have an Understanding?

In November, 2019 the IRS and the Office of Foreign Assets Control (OFAC) signed a Memorandum of Understanding (MOU).  The MOU outlines an understanding between the IRS and OFAC with respect to reviews conducted by the IRS...more

Un Programa de Cumplimiento Efectivo puede ayudar a Disminuir una Multa Penal Organizacional - Foodman CPAs and Advisors

El 30 de abril del 2018, la División Criminal del Departamento de Justicia de los Estados Unidos (“Department of Justice – DOJ”) publicó un documento de orientación sobre los programas de cumplimiento corporativo. ...more

Las deficiencias o debilidades en un Programa de Cumplimiento de Sanciones de la OFAC pueden conducir a Acciones Administrativas...

El 2 de mayo de 2019, la “OFAC”  (Oficina de Control de Activos Extranjeros) publicó una guía titulada “Un Marco de Referencia para los Compromisos de Cumplimiento de la OFAC”. ...more

Are there conflicting signals from IRS as it relates to Section 965?

IRC Section 965 (Treatment of Deferred Foreign Income Upon Transition to Participation Exemption System of Taxation) was part of the TCJA enacted on December 22, 2017.  ...more

FBAR Penalties: Is it per Account or per Violation?

U.S. Taxpayers (includes a citizen, permanent resident, corporation, partnership, limited liability company, trust and estate) are required to file a Report of Foreign Bank and Financial Accounts (FBAR) if they have...more

Deficiencies or Weaknesses in an OFAC Sanctions Compliance Program can lead to OFAC Administrative Actions

On May 2, 2019, OFAC (Office of Foreign assets Control) published guidance titled “A Framework for OFAC Compliance Commitments”.  The purpose of the OFAC Framework guidance is to encourage a “risk-based” approach to...more

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