Steffen Hemmerich

Steffen Hemmerich

Mayer Brown

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SEC Staff Issues Guidance on Rule 15c3-3a and Treasury Clearing

On August 6, 2025, the Staff of the Division of Trading and Markets of the Securities and Exchange Commission (SEC) released an updated set of Frequently Asked Questions (FAQs) addressing the application of Rule 15c3-3a to...more

8/19/2025  /  Broker-Dealer , Clearing Agencies , Customer Funds , FICC , Financial Markets , Margin Requirements , New Guidance , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation
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