Steffen Hemmerich

Steffen Hemmerich

Mayer Brown

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SEC Formally Withdraws Various Proposed Rules

The Securities and Exchange Commission (SEC) formally withdrew the following proposed Gensler era rulemakings: Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals Under Exchange Act Rule...more

6/16/2025  /  Cybersecurity , Financial Regulatory Reform , Investment Advisers Act of 1940 , Proposed Rules , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Exchange Act , Shareholder Proposals , Withdrawal

Lawmakers Ask SEC Acting Chair Uyeda to Review Approach to Consolidated Audit Trail

On February 28, 2025, House Financial Services Committee Chairman French Hill (R-AR), Senate Banking Committee Chairman Tim Scott (R-SC), and Senator Tom Cotton (R-AR) sent a letter (the “Letter”) to Securities and Exchange...more

3/3/2025  /  Consolidated Audit Trail , Enforcement Actions , Financial Markets , Financial Regulatory Reform , Regulatory Requirements , Reporting Requirements , Risk Management , Securities and Exchange Commission (SEC) , Securities Regulation
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