Steffen Hemmerich

Mayer Brown

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Latest Posts › Investment Advisers Act of 1940

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SEC Formally Withdraws Various Proposed Rules

The Securities and Exchange Commission (SEC) formally withdrew the following proposed Gensler era rulemakings: Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals Under Exchange Act Rule...more

6/16/2025 / Cybersecurity , Financial Regulatory Reform , Investment Advisers Act of 1940 , Proposed Rules , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Exchange Act , Shareholder Proposals , Withdrawal

SEC Crypto Task Force Holds Roundtable on Tokenization

On May 12, 2025, the Securities and Exchange Commission (“SEC”) held a Crypto Task Force roundtable to explore an appropriate regulatory framework for tokenized securities. In the keynote address, Chair Paul Atkins, stated...more

5/14/2025 / Broker-Dealer , Cryptocurrency , Digital Assets , Investment Advisers Act of 1940 , Investment Funds , Regulatory Reform , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Tokenization

SEC Crypto Task Force Holds Roundtable on Crypto Custody

On March 25, 2025, the Securities and Exchange Commission (“SEC”) held a Crypto Task Force roundtable to explore regulatory considerations surrounding custody of crypto assets through broker-dealers and other financial...more

4/30/2025 / Broker-Dealer , Cryptocurrency , Digital Assets , FinTech , Investment Adviser , Investment Advisers Act of 1940 , Investment Company Act of 1940 , Regulatory Requirements , Securities Exchange Act of 1934 , Securities Regulation

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