Stephanie Tsui

Stephanie Tsui

Hogan Lovells

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Latest Posts › Securities and Futures Ordinance (SFO)

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Keep out of the way – first Hong Kong conviction for obstruction under s.382 SFO

A Hong Kong court has for the first time convicted and imprisoned an individual for obstructing employees of the Securities and Futures Commission (SFC) in performance of their functions pursuant to the Securities and Futures...more

1/30/2023  /  Criminal Convictions , Hong Kong , Hong Kong Securities and Futures Commission (HKSFC) , Licensing Rules , Private Equity , Securities and Futures Ordinance (SFO)

A disappointing sequel? Hong Kong court dismisses challenge to SFC restriction notice regime

The Court of First Instance has dismissed a judicial review application against certain provisions in the Securities and Futures Ordinance (Cap. 571) (SFO) which empower the Securities and Futures Commission (SFC) to issue...more

10/12/2022  /  Hong Kong , Hong Kong Securities and Futures Commission (HKSFC) , Licensing Rules , Private Equity , Proportionality , Publicly-Traded Companies , Securities and Futures Ordinance (SFO)
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