The TSX Venture Exchange (TSXV) has announced updates to its policy on escrow and resale restrictions. The immediately effective updates amended and renamed Policy 5.4 – Capital Structure, Escrow and Resale Restrictions (New...more
7/1/2025
/ Canada ,
Canadian Securities Administration ,
Capital Markets ,
Escrow Accounts ,
Initial Public Offering (IPO) ,
Listing Rules ,
Policies and Procedures ,
Publicly-Traded Companies ,
Regulatory Requirements ,
Securities Regulation ,
Venture Capital
Against the current backdrop of global market uncertainty, on April 17, 2025, the Canadian Securities Administrators (CSA) announced new incremental measures aimed at reducing regulatory burden for reporting issuers,...more
4/25/2025
/ Canada ,
Canadian Securities Administration ,
Capital Markets ,
Capital Raising ,
Disclosure Requirements ,
Exemptions ,
Initial Public Offering (IPO) ,
Offering Documents ,
Regulatory Reform ,
Regulatory Requirements ,
Securities Regulation
As discussed in our earlier update, COVID-19 and Annual Shareholder Meetings, many issuers are reconsidering certain elements of their upcoming annual shareholders meeting (AGM). The regulatory reaction to this trend has...more
Institutional Shareholder Services ("ISS") and Glass, Lewis & Co ("Glass Lewis") have both released their updates to their respective Canadian proxy voting guidelines for the 2020 proxy season. The ISS updates apply to...more
1/29/2020
/ Board of Directors ,
Canada ,
Canadian Securities Administration ,
Corporate Governance ,
Diversity ,
Executive Compensation ,
Glass Lewis ,
Institutional Shareholder Services (ISS) ,
Pay-for-Performance ,
Proxy Advisory Firms ,
Proxy Voting Guidelines ,
Publicly-Traded Companies ,
Say-on-Pay ,
Shareholder Meetings ,
Shareholders