On June 25, 2025, the U.S. Securities and Exchange Commission (SEC) voted to extend the compliance deadline for recent amendments to Exchange Act Rule 15c3-3 (the “Customer Protection Rule”) to June 30, 2026. The amendments,...more
7/1/2025
/ Broker-Dealer ,
Capital Markets ,
Compliance Dates ,
Corporate Counsel ,
Customer Protection Rule ,
Filing Deadlines ,
Final Rules ,
Financial Institutions ,
Net Capital Rule ,
New Regulations ,
Regulatory Reform ,
Regulatory Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Securities Regulation