On July 21, 2025, in Commodity Futures Trading Commission et al. v. TMTE Inc et al., a Texas district court denied summary judgment to both the Commodity Futures Trading Commission (CFTC) and two individual defendants in a...more
8/13/2025
/ CFTC ,
Commodity Exchange Act (CEA) ,
Corporate Counsel ,
Dodd-Frank ,
Enforcement Actions ,
Financial Markets ,
Fraud ,
Futures ,
Gold ,
Jurisdiction ,
Metals ,
Motion for Summary Judgment ,
Regulatory Authority ,
State Attorneys General ,
Statutory Interpretation
On July 9, 2025, the Commodity Futures Trading Commission (CFTC) Division of Enforcement (DOE), acting pursuant to a recent executive order (EO), issued an advisory letter outlining its new policy for referring criminally...more
7/21/2025
/ Advisory Opinions ,
CFTC ,
Compliance ,
Criminal Liability ,
Criminal Prosecution ,
Department of Justice (DOJ) ,
Digital Assets ,
Enforcement Actions ,
Enforcement Authority ,
Executive Orders ,
Financial Markets ,
Financial Services Industry ,
Penalties ,
Regulatory Reform ,
Regulatory Requirements ,
White Collar Crimes