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Older Adults Fall Victim to Government Impersonation Scams at Rates Higher than Previously Thought

A recent research study published in JAMA Network Open suggests that older adults – including many who are not cognitively impaired – may be falling victim to “Government Impersonation” scams at a rate higher than previously...more

FINRA Proposes Changes to Modernize its Supervisory Rule as Member Firms Embrace Hybrid Work Environments

On July 15, 2022, FINRA filed with the Securities and Exchange Commission a proposed addition to Rule 3110 (Supervision) to include new Supplementary Material 3110.19 (Residential Supervisory Location). The SEC’s notice...more

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