The FCA’s focus, in the six years since #MeToo began, upon tackling ‘non-financial misconduct’ (broadly, poor interpersonal behaviour) in the financial services sector has sometimes been said to be a bit odd and/or not the...more
1/30/2025
/ Board of Directors ,
Corporate Governance ,
Corporate Misconduct ,
Diversity and Inclusion Standards (D&I) ,
Financial Conduct Authority (FCA) ,
Governance Standards ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Regulatory Requirements ,
Risk Management ,
Senior Managers
Social media raises a novel set of risks and challenges to effective financial services regulation, particularly in the field of consumer protection and market integrity. Specifically, regulators have expressed concerns...more
2/14/2024
/ Algorithms ,
Anti-Fraud Provisions ,
Compliance ,
Content Marketing ,
False Statements ,
Financial Conduct Authority (FCA) ,
Financial Promotions ,
Financial Services Industry ,
Market Abuse ,
OFCOM ,
Online Platforms ,
Regulatory Standards ,
Risk Management ,
Social Media
The much-promised financial promotions gateway has now become law. The UK financial promotions regime is undergoing a large amount of change at the moment, which we discussed previously....more