The FCA’s focus, in the six years since #MeToo began, upon tackling ‘non-financial misconduct’ (broadly, poor interpersonal behaviour) in the financial services sector has sometimes been said to be a bit odd and/or not the...more
1/30/2025
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Corporate Governance ,
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Financial Conduct Authority (FCA) ,
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Prudential Regulation Authority (PRA) ,
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Senior Managers
The much-promised financial promotions gateway has now become law. The UK financial promotions regime is undergoing a large amount of change at the moment, which we discussed previously....more