Teresa Martland

Foley Hoag LLP

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QPAM Amendment – Action Required by Investment Managers

The U.S. Department of Labor (“DOL”) has amended the qualified professional asset manager (“QPAM”) class prohibited transaction exemption 84-14 (“QPAM Exemption”), effective as of June 17, 2024 (“QPAM Amendment”)....more

4/25/2024 / Amended Regulation , Asset Management , Department of Labor (DOL) , Exemptions , Investment Management , Non-Prosecution Agreements , Prohibited Transactions , Recordkeeping Requirements , Regulatory Agenda , Threshold Requirements

DOL Issues Proposed Amendment to QPAM Exemption

The Department of Labor (“DOL”) recently issued a proposed amendment to prohibited transaction class exemption 84-14 (the “QPAM Exemption”). The QPAM Exemption permits an investment fund managed by a qualified professional...more

8/26/2022 / Asset Management , Department of Labor (DOL) , Exemptions , Investment Funds , Investment Management , Proposed Amendments , QPAM , Recordkeeping Requirements , Reporting Requirements

DOL Proposed Rule Further Discourages ESG Investments by ERISA Plans

The U.S. Department of Labor (“DOL”) recently issued a proposed regulation (the “Proposed Rule”) under the Employee Retirement Income Security Act of 1974 (“ERISA”) to reinforce its long-standing position that fiduciaries of...more

7/17/2020 / Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Environmental Social & Governance (ESG) , Fiduciary Duty , Investment Management , Proposed Rules , Retirement Plan

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