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Key Regulatory Updates for Hong Kong Listed Companies - September/October 2024

The updates include an information paper on implementing an uncertificated securities market, and a joint announcement on an enhanced timeframe for a new listing application process....more

Recent SFC Enforcement Action: 5 Key Takeaways for Hong Kong IPO Sponsors

Sponsors should maintain best practices in IPO engagements in light of increased enforcement action and regulatory scrutiny from the SFC. Key Points: ..In March 2019, the Hong Kong securities regulator, the Securities...more

SFC Obtains Disqualification and Court Orders Against Hanergy’s Former Chairman and Current Directors

The Court of First Instance’s decision has important implications for directors of listed companies when failing to act in the best interests of the company. Background - On July 15, 2015, the Securities and Futures...more

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