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New Hong Kong Dual-Class and Biotech Companies Listing Regime

Hong Kong Stock Exchange introduces new listing regime for pre-revenue biotech companies and innovative companies with weighted voting rights structures. ...more

New Obligation for Hong Kong Companies to Maintain a Significant Controllers Register

Hong Kong incorporated companies are required to maintain a register of significant controllers and should take reasonable steps to identify its significant controllers. Summary - From 1 March 2018, all Hong Kong...more

SFC Obtains Disqualification and Court Orders Against Hanergy’s Former Chairman and Current Directors

The Court of First Instance’s decision has important implications for directors of listed companies when failing to act in the best interests of the company. Background - On July 15, 2015, the Securities and Futures...more

The SFC’s Guidance on Corporate Transactions and the Use of Valuations

The SFC has become increasingly concerned that some listed companies are acquiring or selling assets at improperly assessed prices, resulting in losses to listed companies and their shareholders. Summary - The...more

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