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Primary Market Bulletin No. 27

The FCA has published a special edition of its Primary Market Bulletin which provides key commentary for issuers and market participants in light of the coronavirus pandemic. Ongoing disclosure under the Market Abuse...more

Is succession planning on your board’s agenda?

The UK Corporate Governance Code 2018 focusses on the importance of diversity and succession planning. In this article we look at the current requirements, compliance and examine some of the issues companies should consider...more

Are boards engaging with stakeholders/their workforce?

This year companies have to report for the first time on how the directors have considered stakeholder interests and how the employee voice is reflected in the boardroom. This article examines the new reporting requirements...more

Horizon Scanning 2020 - Key 2020 legal developments for UK companies

2020 will see companies report against the 2018 UK Corporate Governance Code for the first time. Amongst other things, companies will need to explain the methods used for workforce engagement and provide clear explanations...more

Changes for SME Growth Markets

On 11 December 2019, a Regulation amending the Market Abuse Regulation and the Prospectus Regulation was published. The aim of these amendments is to increase the attractiveness of SME Growth Markets by reducing some of the...more

Glass Lewis 2020 UK Proxy Paper Guidelines

Glass Lewis has published its 2020 UK Proxy Paper Guidelines which provide an overview of its approach to governance and proxy research in the UK.  Glass Lewis review companies’ adherence to the Investment Association’s...more

ESMA consults on MAR

ESMA has published a consultation paper seeking views on various provisions of the Market Abuse Regulation (MAR).  These include revisions to the protections created by the market soundings regime, an assessment of the...more

FCA fines a premium listed company and two of its directors for breach of the Listing Principles and DTRs

The FCA has published decision notices fining Cathay International Holdings Ltd, its CEO and Finance Director for breach of the Listing Principles and DTRs.  Mark Steward, Executive Director of Enforcement and Market...more

LSE publishes Inside AIM

The London Stock Exchange has published two editions of Inside AIM on (i) the staffing of Nominated Advisers and (ii) the AIM Designated Market Route.  Staffing of Nominated Advisers (nomads) - This edition of Inside...more

5/29/2019  /  AIM , London Stock Exchange , UK

FCA publishes Primary Market Bulletin No.23

After considerable feedback, the FCA has published Primary Market Bulletin No.23 with finalised guidance on periodic financial information and inside information and commentary on MiFID II compliance and the UK IPO...more

The FCA has published Primary Market Bulletin No. 20

The FCA, in Primary Market Bulletin No.20 (‘PMB’), confirms the phasing out of the name “UKLA”; the creation of a one-stop shop portal for transaction reviews and issuer management interactions; publication of new technical...more

U.K. Government Publishes Guidance on Corporate Governance in Insolvency

Following a number of corporate governance failures in situations of insolvency, the Government has published a consultation paper (located here) aimed at cracking down on directors and employers behaving irresponsibly. ...more

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