In this issue:
- Federal Deposit Insurance Corporation Seeks Comment on Potential New Deposit Account Records Requirements for Banks with a Large Number of Deposit Accounts
- Basel Committee Removes Selected...more
4/30/2015
/ Banking Sector ,
Basel Committee on Banking Supervision (BCBS) ,
CFTC ,
Corporate Criminal Fines ,
Deutsche Bank ,
Enforcement Actions ,
FDIC ,
FSB ,
Libor ,
Major Swap Participants ,
Merrill Lynch ,
MiFID II ,
Prudential Regulation Authority (PRA) ,
Prudential Standards ,
SEFs ,
Virtual Currency
In this issue:
- US Federal Reserve Board Outlines Organizational Structure of the Large Institution Supervision Coordinating Committee
- Final EU Regulations on Calculation of Margin Periods of Risk
-...more
4/22/2015
/ Banking Sector ,
Consumer Financial Protection Bureau (CFPB) ,
EU ,
European Banking Authority (EBA) ,
Federal Reserve ,
FSB ,
G20 ,
Office of Foreign Assets Control (OFAC) ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Supervision
In this issue:
- US Banking Agencies Issue FAQs on the Regulatory Capital Rule
- US Banking Agencies Permit Wells Fargo to Begin Using Advanced Approaches Framework
- Regulation on Reporting of...more
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Regulations on Methodology for Calculation of Fixed Costs by Investment Firms
- UK Bank of England Announces Details of 2015 Stress...more
4/1/2015
/ Bank of England ,
Banking Sector ,
Banks ,
CFTC ,
Consumer Financial Protection Bureau (CFPB) ,
Credit Rating Agencies ,
Financial Conduct Authority (FCA) ,
Payday Loans ,
Payment Systems ,
Prudential Regulation Authority (PRA) ,
Securities and Exchange Commission (SEC) ,
Stress Tests ,
UK
In this issue:
- US Federal Reserve Board Proposal Requiring Banking Organizations to Include Legal Entity Identifiers on Reporting Documents
- Comptroller of the Currency Thomas Curry Testimony
-...more
3/25/2015
/ Bank of England ,
Banking Sector ,
Basel Committee on Banking Supervision (BCBS) ,
Confidential Supervisory Information ,
Consumer Financial Products ,
Consumer Financial Protection Bureau (CFPB) ,
Cyber Insurance ,
EU ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Legal Entity Identifiers ,
Payment Systems ,
Rating Agencies ,
Shadow Banking ,
Technical Standards ,
Virtual Currency
In this issue:
- Federal Reserve Board Releases Results for 2015 Comprehensive Capital Analysis and Review
- Revised List of Validation Rules Issued by European Banking Authority for Supervisory Reporting...more
In this issue:
- Federal Reserve Board Releases Results for Dodd-Frank Annual Stress Tests
- The US Federal Reserve Board Extends Comment Period for Global Systemically Important Banks Surcharge
-...more
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Regulatory Capital Tool for Securitization Exposures
- European Banking Authority Reports on Implications of Regulatory Reforms for...more
2/18/2015
/ Banking Sector ,
CFTC ,
Consumer Financial Protection Bureau (CFPB) ,
Credit Rating Agencies ,
European Central Bank ,
European Securities and Markets Authority (ESMA) ,
FDIC ,
Financial Regulatory Reform ,
FSB ,
G20 ,
Investment Funds ,
Mortgages ,
Prudential Regulation Authority (PRA) ,
Prudential Standards ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securitization Vehicles ,
Security-Based Swaps
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Derivatives
- Enforcement
- Financial Market Infrastructure
- Funds
- Recovery and Resolution
- People...more
12/24/2014
/ Banking Sector ,
Capital Requirements ,
Derivatives ,
EU ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Financial Markets ,
Global Systemically Important Banks (G-SIBs) ,
JOBS Act ,
OCC ,
Prudential Regulation Authority (PRA) ,
Prudential Standards ,
Regulation Z ,
Securities and Exchange Commission (SEC) ,
Strategic Enforcement Plan ,
Truth in Lending Act (TILA) ,
Volcker Rule
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Bank Structure
- Credit Ratings
- Derivatives
- Enforcement
- Financial Market Infrastructure
- Funds...more
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Bank Structure
- Compensation
- Consumer Protection
- Derivatives
- Enforcement
- Financial Market...more
11/25/2014
/ Banking Sector ,
Banks ,
Capital Requirements ,
CFTC ,
Consumer Financial Protection Bureau (CFPB) ,
Credit Default Swaps ,
Derivatives ,
Enforcement Actions ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
FDIC ,
Federal Reserve ,
IOSCO ,
Mortgage Loan Servicing Standards ,
OCC ,
Prudential Regulation Authority (PRA) ,
Regulation SCI ,
Securities and Exchange Commission (SEC)
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Derivatives
- Recovery & Resolution
- Shadow Banking
- People
- Events
- Excerpt from Bank Prudential...more
10/29/2014
/ ACH Payments ,
Bank Holding Company ,
Banking Sector ,
Banks ,
CFTC ,
Derivatives ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Commission ,
Federal Reserve ,
Final Rules ,
Prudential Regulation Authority (PRA) ,
Risk Retention ,
Securities and Exchange Commission (SEC) ,
Shadow Banking
In an effort to harmonise investor protection across the EU and ensure effective market competition, a framework has been established for financial institutions, funds and market infrastructure established outside the EU to...more
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Consumer Protection
- People
- Excerpt from Derivatives:
Regulators Request FSB to Assist in...more
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Events
- Excerpt from Bank Prudential Regulation & Regulatory Capital:
EBA Publishes New...more
In this issue:
- Derivatives
- Compensation
- Recovery & Resolution
- Bank Prudential Regulation and Regulatory Capital
- Financial Market Infrastructure
- Financial Services...more
8/5/2014
/ Banking Sector ,
Banks ,
Capital Markets ,
Derivatives ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Financial Conduct Authority (FCA) ,
FOMC ,
FX Swaps ,
MiFID ,
Remuneration
In this issue:
- Derivatives
- Compensation
- Bank Prudential Regulation and Regulatory Capital
- Recovery & Resolution
- Credit Ratings
- Insurance
- Financial Services...more
7/23/2014
/ Banking Sector ,
Banks ,
Basel III ,
Capital Markets ,
Credit Ratings ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
FDIC ,
Insurance Reform ,
OCC ,
Reporting Requirements ,
Stress Tests
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Financial Services
- Consumer Protection
- Enforcement
- People
- Events
-...more
7/15/2014
/ Banking Sector ,
Banks ,
CFTC ,
Derivatives ,
Draft Guidance ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
No-Action Relief ,
OCC
On December 10 2013, the final regulation implementing the Volcker Rule was adopted by the five US federal bank regulatory agencies. This comes over two years after the publication of the proposed regulation. The text below...more