On May 16, 2024, the Securities and Exchange Commission adopted amendments to Regulation S-P, the regulation that governs the treatment of nonpublic personal information about consumers by certain financial institutions....more
6/18/2024
/ Broker-Dealer ,
Compliance ,
Covered Entities ,
Cyber Incident Reporting ,
Data Protection ,
Financial Institutions ,
Incident Response Plans ,
Investment Adviser ,
Investment Companies ,
Personal Information ,
Regulation S-P ,
Securities and Exchange Commission (SEC) ,
Sensitive Personal Information
On February 13, 2024, the U.S. Department of Treasury’s Financial Crimes Enforcement Network (FinCEN) proposed a rule to combat criminals and foreign adversaries from exploiting the U.S. financial system through investment...more