Thurston J. Hamlette

Thurston J. Hamlette

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NYSE Amendments to Trading Halt Rules for Reverse Stock Splits Effective May 11

The New York Stock Exchange’s (NYSE) amendments to NYSE Rule 123D (Rule 123D) (Halts in Trading) will become effective on May 11, 2024. The amendments to Rule 123D (NYSE Amendments) provide for a regulatory halt to trading at...more

5/10/2024  /  Amended Rules , NYSE , Reverse Stock Splits , Securities and Exchange Commission (SEC) , Stock Splits

SEC’s Proposed Rules Aim to Protect Investors—Will They Stop SPACs in Their Tracks?

The US Securities and Exchange Commission recently proposed new rules and amendments relating to initial public offerings by special purpose acquisition companies and to business combinations involving shell companies and...more

4/14/2022  /  Disclosure Requirements , Initial Public Offering (IPO) , Investment Company Act of 1940 , Investor Protection , Proposed Rules , Regulation S-K , Securities and Exchange Commission (SEC) , Special Purpose Acquisition Companies (SPACs)
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