Tiffany Rowe

Tiffany Rowe

Morrison & Foerster LLP

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SEC and PCAOB Combine Their Focusses on Broker-Dealer Audits and Independence in Settlements with Fifteen Audit Firms

On December 8, 2014, the Securities and Exchange Commission (SEC) and Public Company Accounting Oversight Board (PCAOB) announced settlements with fifteen audit firms for violating independence rules applicable to auditors of...more

12/15/2014  /  Auditors , Audits , Broker-Dealer , Independence Rules , PCAOB , Securities and Exchange Commission (SEC)
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