At the end of June 2020, the Financial Conduct Authority (the “FCA”) issued a public censure to Redcentric PLC for market abuse resulting from significant accounting errors. The resolution is particularly eye-catching because...more
7/8/2020
/ CFOs ,
Compensation Schemes ,
Coronavirus/COVID-19 ,
Criminal Prosecution ,
Enforcement Actions ,
Financial Conduct Authority (FCA) ,
Inflated Financial Statements ,
Internal Investigations ,
Market Abuse ,
Publicly-Traded Companies ,
Resignation ,
Self-Reporting ,
Settlement Negotiations ,
Shareholders ,
UK
The shock waves from the German authorities’ tax evasion investigation into cum-ex transactions, a complex form of dividend arbitrage, continue to be felt throughout Europe. A large number of UK and European financial...more
12/10/2019
/ Arbitrage ,
Capital Gains ,
Capital Gains Tax ,
Criminal Investigations ,
Criminal Prosecution ,
Dividends ,
Enforcement Actions ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Germany ,
Securities Transactions ,
Tax Evasion ,
Trading Plans ,
Withholding Tax