Contexte -
Après un processus de consultation qui aura duré 10 ans, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont publié le Règlement 93-101 sur la conduite commerciale en dérivés (le « Règlement »),...more
Background -
After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation governing dealing...more
The comment period on the recently published revised consultation draft of the uniform provincial and territorial Capital Markets Act (CMA) and draft initial regulations under the CMA (Initial Regulations and, together with...more
10/21/2015
/ Banks ,
Canada ,
Comment Period ,
Corporate Governance ,
Dealers ,
Financial Institutions ,
Market Participants ,
Proposed Regulation ,
Prospectus ,
Provincial Capital Markets Act ,
Registration