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Recent Supreme Court Decisions Every Securities Litigator Should Know

Our Securities Litigation Group highlights three recent Supreme Court decisions that every securities class action litigator should know....more

The Fourth Circuit Joins the Ninth Circuit in Curtailing Plaintiffs’ Use of Short Seller Reports to Plead Federal Securities...

Our Securities Litigation Group examines the Fourth Circuit decision to limit plaintiffs’ use of short seller reports to plead federal securities claims....more

U.S. Supreme Court Rules That SEC ALJs Were Not Properly Appointed Under the U.S. Constitution

Our Securities Litigation Group reviews the implications of the U.S. Supreme Court’s Lucia decision that could open a Pandora’s box of litigation. - Who appoints the SEC’s administrative law judges? - Do they fall under...more

SEC Announces Investment Adviser Amnesty for Undisclosed Collection of 12b-1 Fees

Our Securities Litigation Group reviews the Securities and Exchange Commission Division of Enforcement’s new self-reporting initiative and debates the wisdom of investment advisers admitting their conflicts of interest. -...more

The Supreme Court Agrees to Decide Whether a Failure to Disclose Known Trends and Uncertainties Under Item 303 of SEC Regulation...

On March 27, 2017, the U.S. Supreme Court granted a petition for writ of certiorari in Leidos v. Indiana Public Retirement System, et al., No. 16-581, and agreed to review the Second Circuit’s decision that Item 303 of SEC...more

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