Timothy Halloran

Timothy Halloran

Bradley Arant Boult Cummings LLP

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SEC Continues to Scrutinize Investment Adviser Fee Disclosures

Although certain enforcement priorities of the U.S. Securities and Exchange Commission (SEC) have shifted under new Chairman Paul S. Atkins, the SEC continues to scrutinize investment advisers’ disclosures regarding the fees...more

6/6/2025  /  Conflicts of Interest , Disclosure Requirements , Enforcement Actions , Fees , Fiduciary Duty , Investment Adviser , Investment Advisers Act of 1940 , Securities and Exchange Commission (SEC) , Securities Regulation
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