Although certain enforcement priorities of the U.S. Securities and Exchange Commission (SEC) have shifted under new Chairman Paul S. Atkins, the SEC continues to scrutinize investment advisers’ disclosures regarding the fees...more
On May 20, 2025, as part of the annual “SEC Speaks” program, the leadership of the U.S. Securities and Exchange Commission’s (SEC) Division of Enforcement publicly discussed the enforcement priorities under new Chairman Paul...more
5/22/2025
/ Corporate Governance ,
Enforcement Actions ,
Enforcement Priorities ,
Fiduciary Duty ,
Fraud and Abuse ,
Insider Trading ,
Investment Adviser ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Regulation ,
Self-Disclosure Requirements ,
Voluntary Disclosure ,
Whistleblower Protection Policies ,
Whistleblowers