Tom Fothergill

Tom Fothergill

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AML update: regulatory expectations in respect of beneficial ownership & control

The Jersey Financial Services Commission (the "JFSC") recently published feedback from its 2022 thematic examination on the extent to which supervised persons complied with their regulatory obligations with respect to...more

9/21/2023  /  AML/CFT , Anti-Money Laundering , Beneficial Owner , Compliance , Corporate Governance , Employee Training , Policies and Procedures , Risk Assessment

Director exemptions: changes to AML obligations

Introduction - Further to a recent update, in which the Government, in consultation with the Jersey Financial Services Commission ("JFSC"), announced its intention to make legislative changes to the anti-money laundering,...more

8/23/2023  /  AML/CFT , Anti-Money Laundering , Financial Institutions , Internal Controls , Policies and Procedures , Recordkeeping Requirements , Risk Assessment , Risk Management
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