Tracy Bacigalupo

Tracy Bacigalupo

Morrison & Foerster LLP

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Newly Released SEC Statement Permits Closed-End Funds’ Reliance On Control Share Acquisition Statutes As Defensive Measure

On May 27, 2020, the staff of the SEC’s Division of Investment Management (the “Division”) issued a new statement (the “Staff Statement”) addressing the intersection between state control share acquisition statutes and the...more

6/1/2020  /  Closed-End Funds , Controlling Stockholders , Fair Value Standard , Investment Adviser , Investment Management , Securities and Exchange Commission (SEC) , Stockholder Agreements , Voting Rights
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