The first-ever SFO offence to be tried by a jury in the CFI emphasises the SFC’s commitment to prosecuting market misconduct through various enforcement powers.
The Hong Kong Court of First Instance (CFI) has convicted...more
The SFC exercises its powers to order the suspension of trading in shares in a listed company to protect investors’ interests.
On 15 April 2024, The Stock Exchange of Hong Kong Limited (SEHK) suspended trading in the...more
4/29/2024
/ Compliance ,
Enforcement Actions ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Internal Controls ,
Investigations ,
Listing Rules ,
Publicly-Traded Companies ,
Subsidiaries ,
Suspensions ,
Trading Suspension