The Retail Investment Strategy Directive (“RISD”) aims to enhance investor protection in order to foster retail investors' participation to the financial market and improve overall market efficiency. By ensuring that...more
11/13/2024
/ Capital Markets ,
Disclosure Requirements ,
EU ,
EU Directive ,
Financial Markets ,
Financial Regulatory Reform ,
Financial Services Industry ,
Investment ,
Investment Funds ,
Investor Protection ,
Regulatory Agenda ,
Retail Investors
Individuals who refuse to provide financial market authorities with answers that may establish their liability and trigger administrative sanctions of criminal nature cannot be punished.
In Case C-481/19, on 2 February...more