Vivian Lee Thoreen

Vivian Lee Thoreen

Holland & Knight LLP

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FINRA Proposal Lets Financial Firms Hold Funds of Elder Abuse Victims

The Financial Industry Regulatory Authority (FINRA) will soon be soliciting public comment on a proposal allowing financial institutions to put a hold on customer funds and notify a customer's "trusted contact" when the...more

10/1/2015  /  Bank Accounts , Banking Sector , Banks , Customer Funds , Customer Funds Protection , Elder Abuse , Exploitation , Financial Industry Regulatory Authority (FINRA) , Financial Institutions , Public Comment
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