The SEC’s fiscal year 2024 enforcement results signal a pivotal moment for U.S. capital markets. Despite a 26% decline in the total number of enforcement actions compared to 2023 (sitting at a total of 583 for this year), the...more
12/4/2024
/ Compliance ,
Corporate Governance ,
Corporate Misconduct ,
Enforcement Actions ,
Individual Accountability ,
Penalties ,
Securities and Exchange Commission (SEC) ,
Transparency ,
Whistleblower Awards ,
Whistleblower Protection Policies ,
Whistleblowers
In the aftermath of what could be one of the most widespread global information technology outages in history, organizations are putting a renewed focus on combating old vulnerabilities that can have cascading...more
7/26/2024
/ Business Continuity Plans ,
Compliance ,
Due Diligence ,
Information Technology ,
Liquidity ,
Microsoft ,
Reputational Injury ,
Risk Management ,
Software ,
Third-Party Risk ,
Vulnerability Assessments
Tips For Assessing The State of Your Workplace Culture in Promoting Openness, Trust, and Inclusion.
6,000 more anonymous hotline reports were filed in 2023 than 2022, according to the respondent of Mitratech’s 2024 State...more
6/6/2024
/ Anti-Retaliation Provisions ,
Compliance ,
Diversity ,
Employee Retention ,
Ethics ,
Hostile Environment ,
Human Resources Professionals ,
Innovation ,
Policies and Procedures ,
Productivity ,
Risk Mitigation ,
Workplace Violence
The Australian Prudential Regulation Authority (APRA) released Prudential Standard CPS 230 in March 2017. At a glance, the regulation aims to strengthen the cybersecurity resilience and operational risk management of the...more